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Bank Regulatory - Basics & Beyond

Bank Regulatory - Basics & Beyond (On-Demand)

Originally held on Friday, March 3, 2017 | 9 am-1 pm CLE credit: NY: 4.0 total: 3.0 pp, 1.0 ethics NJ: 4.5 total: 3.3 general, 1.2 professional responsibility CA: 3.5 total: 2.5 general, 1.0 professional responsibility PA: 3.5 total: 2.5 general, 1.0 professional responsibility On-Demand: $189 Member | $289 Nonmember Click Here to View Program Agenda & Faculty

This course will enable both in-house and outside counsel to expand their skills and be more valuable to their clients by covering the why, what, when, where and how of bank regulations. The bank regulatory environment has completely changed in the last few years and further changes are coming. You will learn about these changes from experts in the field. Lawyers who practice in finance, securities, lending, M&A, litigation and regulatory areas need to increase their knowledge of this area to effectively advise clients.

This basic course will cover the three lines of defense for regulatory matters - business units, compliance/legal and audit. It will cover the Volcker Rule, capital requirements (CCAR, DFAST, Basel II and III), Resolution Plans ("Living Wills"), Anti-Money Laundering ("AML"), Know Your Customer ("KYC"), Sanctions, Office of Foreign Asset Control ("OFAC"), Foreign Corrupt Practices Act ("FCPA"), Committee on Foreign Interests in the US ("CFIUS") and other important bank regulations. There will be one ethics credit relating to compliance with bank regulations and how to structure deals and lending arrangements within the parameters of some of these new regulations.


Where
New York City Bar 42 West 44th St New York, NY 10036

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