Get the word out. Share this event with your colleagues. Click to post.

What You Need To Know About Capital Markets

What You Need to Know About Capital Markets Law: SEC Securities Registration vs. Private Placements, SEC Reporting and SEC Liability (On-Demand)

Originally held on Friday, September 15, 2017 | 9 am - 1 pm
CLE Credit NY: 4.0 total: 3.0 Professional Practice & 1.0 Ethics NJ: 4.5 total: 3.3 general & 1.2 professional responsibility CA: 3.5 total: 2.5 general & 1.0 professional responsibility PA: 3.5 total: 2.5 general & 1.0 professional responsibility On-Demand: Member $189 | Nonmember $289 Download Program Agenda & Faculty. Download Registration Form
A prominent faculty of securities lawyers will provide you with an overview of the Securities Act of 1933 and the Securities Exchange Act of 1934. A discussion of the regulatory framework, the SEC registration process, registration exemptions, liability for violations, periodic reporting under the Exchange Act, proxy solicitations and SEC initiatives will be included in the program. You will learn how to identify and respond to securities law issues and avoid potential securities law violations. The program will cover initial public offerings (IPOs) and private placements.


Where
New York City Bar 42 West 44th St New York, NY 10036

Online registration not available.

Please Sign In to Register