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Bank Regulatory: Basics and Beyond

Bank Regulatory: Basics and Beyond
Friday, March 15, 2019 | 9:00 a.m. – 1:00 p.m.
Prefer to view the live webcast? Please CLICK HERE.

Program Fee:

Live Program: $239 for Members | $339 for Nonmembers
In-House Counsel: Free for Members | $289 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers, In-House/Corporate Counsel, Judges (and their staff), or attorneys that practice within the Government, Academic or Not-for-Profit sectors attend this program for free.

CLE Credit:
New York: 4.0 Total: 3.0 Professional Practice, 1.0 Ethics
New Jersey: 4.3 Total: 3.1 General, 1.2 Professional Responsibility
California: 4.0 Total: 3.0 General, 1.0 Professional Responsibility
Pennsylvania: 3.5 Total: 2.5 General, 1.0 Professional Responsibility

This program provides transitional/non-transitional credit to all attorneys

This course will enable both in-house and outside counsel to expand their skills and be more valuable to their clients by covering the why, what, when, where and how of bank regulations. The bank regulatory environment has completely changed in the last few years and further changes are coming. You will learn about these changes from experts in the field. Lawyers who practice in finance, securities, lending, M&A, litigation, anti-financial crimes and regulatory areas need to increase their knowledge of this area to effectively advise clients.

This basic course will cover the three lines of defense for regulatory matters – business units, compliance/legal and audit. It will cover the Volcker Rule, capital requirements (CCAR, DFAST), liquidity (Basel IV), Resolution Plans (“Living Wills”), Anti-Money Laundering (“AML”), Know Your Customer (“KYC”), Sanctions, Office of Foreign Asset Control (“OFAC”), Foreign Corrupt Practices Act (“FCPA”), Committee on Foreign Interests in the US (“CFIUS”), data privacy rules and other important bank regulations. Bank trends in legal tech solutions for derivatives and legal contracts. Bank regulatory rules for initial coin offerings, blockchain and smart contracts will also be covered. There will be one ethics credit relating to compliance with bank regulations and how to structure deals and lending arrangements within the parameters of some of these new regulations.

Click Here to View Program Agenda & Faculty

Program Chair:
Adele Hogan, Former Director, Forensic, Litigation & Valuation Services, Baker Tilly Virchow Krause, LLP

Sponsoring Association Committees:
Banking Law, Gregory J. Lyons, Chair
Mergers, Acquisitions & Corporate Control Contests, Trevor S. Norwitz, Chair
Private Investment Funds, Rebecca F. Silberstein, Chair
Securities Regulation, David S. Huntington, Chair

New York City Bar 42 West 44th St New York, NY 10036

Please Sign In to Register

Friday, 15 March 2019