Bank Regulatory: Basics and Beyond

Bank Regulatory: Basics and Beyond
Friday, March 20, 2020 | 9:00 am - 1:00 pm
Prefer to view the live webcast? Please CLICK HERE.

Program Fee:

$239 for Members | $339 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2018-2020), In-House/Corporate Counsel, Judges, or attorneys that practice within the Government, Academic or Not-for-Profit sectors attend this program for free.

CLE Credit:
New York: 4.0 Total: 3.0 Professional Practice, 1.0 Ethics
New Jersey: TBD
California: TBD
Pennsylvania: TBD
Connecticut: Available to Licensed Attorneys

This program provides transitional/non-transitional credit to all attorneys

This course will enable both in-house and outside counsel to expand their skills and be more valuable to their clients by covering the why, what, when, where and how of bank regulations. The bank regulatory environment has completely changed in the last few years and further changes are coming. You will learn about these changes from experts in the field.

This basic course will cover the three lines of defense for regulatory matters – business units, compliance/legal and audit. It will cover the Volcker Rule, capital requirements (CCAR, DFAST), liquidity (Basel IV), Resolution Plans (“Living Wills”), Anti-Money Laundering (“AML”), Know Your Customer (“KYC”), Sanctions, Office of Foreign Asset Control (“OFAC”), Foreign Corrupt Practices Act (“FCPA”), Committee on Foreign Interests in the US (“CFIUS”), data privacy rules and other important bank regulations.

An expert panel will cover:
  • Bank Regulatory Basic Regulatory Framework
  • Key Compliance Areas and Trends
  • Roles of Business Units, Legal, Compliance and Audit
  • Ethics Related to Selected Bank Regulations

Who Should Attend: Lawyers who practice in finance, securities, lending, M&A, litigation, anti-financial crimes and regulatory areas need to increase their knowledge of this area to effectively advise clients.

Click Here to View Program Agenda & Faculty

Program Chair:
Adele Hogan, Nelson Mullins Riley & Scarborough LLP

Sponsoring Association Committees:
Banking Law, Gregory J. Lyons, Chair
Mergers, Acquisitions & Corporate Control Contests, Trevor S. Norwitz, Chair
Private Investment Funds, Rebecca F. Silberstein, Chair
Securities Regulation, David S. Huntington, Chair

New York City Bar 42 West 44th St New York, NY 10036

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Friday, 20 March 2020