(Postponed) Chief Compliance Officer Fireside Chat

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(Postponed) Chief Compliance Officer Fireside Chat

(Postponed) Chief Compliance Officer Fireside Chat
Wednesday, March 11, 2020
Registration 5:00pm – 5:30pm | Program 5:30pm – 6:30pm | Networking Reception 6:30pm – 7:30pm

Fees:
Free to Law Students | $15 Members  | $25 Non-Members

Description:
Have an interest in joining or advancing in the compliance sector? Looking for advice from professionals at the pinnacle of the profession? Join the Compliance Committee in our inaugural Fireside Chat event, featuring four Chief Compliance Officers from some of the most well-known firms in the financial industry as well as Jennifer Duggins, a high-ranking SEC official and former CCO. Our panel of experts will offer frank, honest accounts of their careers and the challenges they faced along the way, and offer advice to those young or young at heart.

The panel will be followed by a reception where you can network with the experts and your colleagues and enjoy food, drinks, and interesting conversation.

Do not miss this truly unique opportunity to learn from the top minds in the field and have a great time.

Moderator:
Mike McMaster, CCO, BNY Mellon Capital Markets, LLC

Speakers:
James Capezzuto, CCO, Oppenheimer Asset Management
Jennifer Duggins, Co-Head Private Funds Unit, U.S. Securities & Exchange Commission
Bruce Karpati, Global CCO, KKR

Sponsoring Association Committee:
Compliance Committee, Patrick T. Campbell, Chair
Event Chairs:Terri Liftin, Jeff Rosenstrock, and Lanier Saperstein

Co-sponsoring Association Committees:
Inter-American Affairs, Michael A. Fernandez, Chair
Career Advancement and Management, Laura Torchio, Chair
Law Student Perspectives, Andrew L. Tobel Chair
White Collar Crime Committee, Michael S. Schachter, Chair
New Lawyer Council

Sponsoring Firms: