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Diversity and Financial Regulators:

Diversity and Financial Regulators: Careers in the Financial Regulatory Field
Wednesday, June 9, 2021 | 5:30 p.m. - 6:45 p.m.

Program Fee:
Free for Members | $15 for Non-Members

Please Note: 
A final confirmation containing the Zoom link and Access Code to join the event will be sent to ALL registrants 2 hours prior to the start of the event.

Please join us for this exciting panel featuring senior officials from several financial regulatory agencies to discuss the work of their agencies, efforts to recruit diverse talent to their respective agencies, and strategies for attorneys who hope to work in the financial regulatory field. 

Gregory Baker, Lowenstein Sandler LLP
Richard Hong, Senior Trial Counsel, Securities & Exchange Commission 

Saima Ahmed
, Director, NYSE Regulation, New York Stock Exchange 

Richard Best, New York Regional Director, Securities and Exchange Commission
Linda Peng, Senior Trial Attorney, CFTC 
William St. Louis, Senior Vice President and Firm Group Leader, FINRA
David Williams, Associate General Counsel for Enforcement, Federal Reserve Board of Governors

Sponsoring Association Committee:
Minorities in the Profession, Jonathan Waldauer & Johan Tatoy, Co-Chairs

Co-Sponsoring Committees:
Banking Law, Gregory Lyons, Chair
Compliance, Patrick Campbell, Chair
Diversity, Equity, and inclusion, Matthew Morningstar & Robert Marchman, Co-Chairs 
Futures & Derivatives Regulation, Gary Kalbaugh, Chair
Law Student Perspectives, Andrew Tobel, Chair
New Lawyers Institute, Brian Farkas, Chair 
Office for Diversity and Inclusion, New York City Bar Association

Securities Regulation, David Huntington, Chair
Women in Legal Profession, Judith Archer, Chair 

Online Event

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