Biden Administration Regulatory Update: What Legal and Compliance Need To Know (OnDemand)
Originally held on Thursday, February 25, 2021 | 9:00 am - 11:00 am
Program Fee:
$149 for Members | $249 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2020-2022), In-House/Corporate Counsel, Judges, and attorneys who practice within the Government, Academic or Not-for-Profit sectors attend this program for free.
CLE Credit:
New York: 2.0 Professional Practice
New Jersey: 2.0 General
California: 1.5 General
Pennsylvania: 1.5 General
Connecticut: Available to Licensed Attorneys
This program provides transitional/non-transitional credit to all attorneys
Description:
This program will educate chief compliance officers (CCOs) and other
compliance professionals on recent developments in the law. The first
panel will inform (CCOs) about recent developments in the law regarding
CCOs being held personally liable for compliance deficiencies - an area
of key concern to CCOs. The panel will address what the standard for CCO
liability is, and also recent SEC speeches and enforcement actions in
this important area. The second panel will cover what regulatory changes
are likely to arise under the new Biden Administration that could
impact CCOs and what CCOs should be doing now to prepare for these
changes.
Click Here to View Program Agenda & Faculty
Program Co-Chairs:
Adam Felsenthal, General Counsel, Deputy Chief Compliance Officer, Great Point Partners LLC
Scott Gluck, Duane Morris
Terri Liftin, Chief Compliance Officer, Raith Capital Partners LLC
Sponsoring Association Committee:
Compliance, Patrick T. Campbell, Chair