Bank Regulatory: Basics and Beyond (OnDemand)
Originally held on Friday, April 23, 2021 | 9:00 am - 1:00 pm
Program Fee:
$229 for Members | $329 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2020-2022), In-House/Corporate Counsel, Judges, and attorneys who practice within the Government, Academic or Not-for-Profit sectors attend this program for free.
CLE Credit:
New York: 4.0 Total: 3.0 Professional Practice, 1.0 Ethics
New Jersey: 4.4 Total: 3.2 General, 1.2 Professional Responsibility
California: 3.5 Total: 2.5 General, 1.0 Professional Responsibility
Pennsylvania: 3.5 Total: 2.5 General, 1.0 Professional Responsibility
Connecticut: Available to Licensed Attorneys
This program provides transitional/non-transitional credit to all attorneys
Description:
Everyone needs an overview of how the bank regulatory framework works,
where the areas of regulatory change are occurring and how financial
institutions are handling them. With current coronavirus market and
health events, lawyers and other professionals need to be able to answer
regulatory questions to support changing business objectives and
regulatory rules. You will learn about these changes from professionals
at the NY Fed, FDIC and NYS DFS and other experts in the field.
This basic course will cover the three lines of defense for regulatory
matters: business units, compliance/legal and audit. Subject matter
experts will provide an overview of the Cares Act and Federal and Small
Business Association lending programs and grants, LIBOR transition
market update, bank merger trends, Volcker Rule, capital requirements,
liquidity, Resolution Plans, Current Expected Credit Loss, Anti-Money
Laundering, Know Your Customer, Sanctions, Office of Foreign Asset
Control, Foreign Corrupt Practices Act, Committee on Foreign Interests
in the US, data privacy rules and other important bank regulations. An
expert panel will cover:
- Bank Regulatory Update on Governance, Risk and Compliance
- Bank Regulatory and Risk Frameworks
- Key Compliance Areas and Trends
- Roles of Business Units - Legal, Compliance, Risk and Audit
- Ethics Related to Selected Bank Regulations and Coronavirus Developments
Who Should Attend: Lawyers who practice in risk,
regulatory, finance, securities, lending, M&A, litigation,
anti-financial crimes governance, compliance, boards of directors and
regulatory areas need to expand their skills and be more valuable to
their clients by covering the why, what, when, where and how of bank
regulations.
Click Here to View Program Agenda & Faculty
Program Chair:
Adele Hogan, Lucosky Brookman LLP
Sponsoring Association Committee:
Banking Law, Gregory J. Lyons, Chair