Bank Regulatory: Basics and Beyond

New York City Bar
Bank Regulatory: Basics and Beyond (OnDemand)
Originally held on Friday, April 23, 2021 | 9:00 am - 1:00 pm

Program Fee:

$229 for Members | $329 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2019-2021), In-House/Corporate Counsel, Judges, and attorney members who practice within the Government, Academic or Not-for-Profit sectors attend this program for free.

CLE Credit:
New York: 4.0 Total: 3.0 Professional Practice, 1.0 Ethics
New Jersey: 4.4 Total: 3.2 General, 1.2 Professional Responsibility
California: 3.5 Total: 2.5 General, 1.0 Professional Responsibility
Pennsylvania: 3.5 Total: 2.5 General, 1.0 Professional Responsibility
Connecticut: Available to Licensed Attorneys

This program provides transitional/non-transitional credit to all attorneys

Description:
Everyone needs an overview of how the bank regulatory framework works, where the areas of regulatory change are occurring and how financial institutions are handling them. With current coronavirus market and health events, lawyers and other professionals need to be able to answer regulatory questions to support changing business objectives and regulatory rules. You will learn about these changes from professionals at the NY Fed, FDIC and NYS DFS and other experts in the field.

This basic course will cover the three lines of defense for regulatory matters: business units, compliance/legal and audit. Subject matter experts will provide an overview of the Cares Act and Federal and Small Business Association lending programs and grants, LIBOR transition market update, bank merger trends, Volcker Rule, capital requirements, liquidity, Resolution Plans, Current Expected Credit Loss, Anti-Money Laundering, Know Your Customer, Sanctions, Office of Foreign Asset Control, Foreign Corrupt Practices Act, Committee on Foreign Interests in the US, data privacy rules and other important bank regulations. An expert panel will cover:
  • Bank Regulatory Update  on Governance, Risk and Compliance
  • Bank Regulatory and Risk Frameworks
  • Key Compliance Areas and Trends
  • Roles of Business Units - Legal, Compliance, Risk and Audit
  • Ethics Related to Selected Bank Regulations and Coronavirus Developments
Who Should Attend: Lawyers who practice in risk, regulatory, finance, securities, lending, M&A, litigation, anti-financial crimes governance, compliance, boards of directors and regulatory areas need to expand their skills and be more valuable to their clients by covering the why, what, when, where and how of bank regulations.

Click Here to View Program Agenda & Faculty

Program Chair:
Adele Hogan
, Lucosky Brookman LLP

Sponsoring Association Committee:
Banking Law, Gregory J. Lyons, Chair


Where
Online Event


Friday, 23 April 2021

 

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