Skip to main content
Loading
Find a Lawyer
Join/Renew
Login
Toggle navigation
About
Us
Member, Committee &
Career Services
CLE &
Events
Serving the
Community
Issues &
Policy
Media
Center
Program
Calendar
Sign In
Membership Home
CLE
Toggle
Upcoming CLE Programs, Live Webcasts & Live Webinars
CLE Calendar
On Demand
Passport Savings Options
Free CLE for Members
CLE Policies
MCLE Requirements
Scholarships & Discounts
Contact CLE
Committees
Event Calendar
Join
Member Search
Member Benefits
Upload Report
Event Reservation Form
CLE Program Questionnaire
Create Account
Cart
Get the word out. Share this event with your colleagues. Click to post.
Share on Facebook
Share on Twitter
Share on LinkedIn
Email
More options
MySpace
Reddit
Tumblr
Yammer
Regulation of Financial Institutions
Regulation of Financial Institutions:
Hot Topics and Key Challenges (OnDemand)
Originally held on Friday, June 14, 2019 | 9:00 a.m. - 12:00 p.m.
Program Fee:
OnDemand: $149 for Members | $249 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2017-2019), In-House/Corporate Counsel, Judges (and their staff who are also members), or attorneys that practice within the Government, Academic or Not-for-Profit sectors attend this program for free.
CLE Credit:
New York: 3.0 Professional Practice
New Jersey: 3.0 General
California: 2.5 General
Pennsylvania: 2.5 General
This program provides transitional/non-transitional credit to all attorneys
Description:
Complex financial institutions operate in a challenging legal environment marked by pervasive regulation, overlapping state and federal oversight, and ever-changing supervisory expectations.
This program will address some of the current hot topics affecting complex financial institutions, and will explore the emerging challenges and considerations associated with maintaining a compliance and legal program in the face of these challenges.
In-house/outside counsel and attorneys serving in compliance and legal roles will address the following topics:
Compliance officers in the crosshairs: pros, cons and managing the new reality.
Enforcing OFAC sanctions: A view from the trenches
The risks of de-risking: causes, consequences and protecting communities
Click Here to View Program Agenda & Faculty
Program Co-Chairs:
Lanier Saperstein, Dorsey & Whitney LLP
Al Troncoso, General Counsel,
Mirae Asset Securities (USA) Inc
A.J. Bosco, Principal, Skylight Compliance
Sponsoring Association Committees:
Compliance
, Michael McMaster, Chair
Labor & Employment Law
, Katherine A. Greenberg, Chair
When
6/14/2019
Where
New York City Bar 42 West 44th St New York, NY 10036
Online registration not available.
Please Sign In to Register
Username
Required
Password
Required
Keep me signed in
Forgot username?
|
Forgot password?
Create a new account
{1}
##LOC[OK]##
{1}
##LOC[OK]##
##LOC[Cancel]##
{1}
##LOC[OK]##
##LOC[Cancel]##