Artificial Intelligence & Machine Learning in Financial Services:
A Compliance Perspective (OnDemand)
Originally held on Thursday, October 21, 2021 | 12:30 pm - 2:00 pm
Program Fee:
$149 for Members | $249 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2020-2022), In-House/Corporate Counsel, Judges, and attorneys who practice within the Government, Academic or Not-for-Profit sectors attend this program for free.
CLE Credit:
New York: 1.5 Total: 1.0 Professional Practice, 0.5 Ethics
New Jersey: 1.5 General
California: 1.5 Total: 1.0 General
Pennsylvania: 1.0 General
Connecticut: Available to Licensed Attorneys
Please Note: Newly admitted NY attorneys cannot fulfill ethics or skills credits through our on-demand programs under OCA rules. For more information on this, please see http://www.nycourts.gov/attorneys/cle/changes_for_2016.shtml.
Description:
Artificial Intelligence (AI) and Machine Learning (ML) have already
transformed the world in several ways. From AI-enabled smartphone
features and traffic flow and safety monitoring to predicting the spread
of COVID-19, AI and ML have become ubiquitous in our daily lives. The
transformative nature of AI and ML, and the increasing pace at which
these technologies are adopted have impacted how compliance
professionals and risk managers perform their responsibilities.
Governments across the world also are moving quickly to ensure that
existing laws and regulations account for the use of AI and ML and
determine whether new rules are needed, in particular ones that address
the ethical considerations that arise from certain uses of AI and ML.
In this webcast, the New York City Bar Association’s Compliance
Committee focuses on the use of AI and ML in the financial services
industry. Program participants will hear from experts in the private
sector and the government on:
- The range of uses of AI and ML in financial services, including
customer service interactions, diversity and non-discrimination in the
consumer and commercial loan process, fraud and money laundering
detection, and underwriting;
- How governments are currently regulating, and intend to further regulate, the use of AI / ML in financial services; and
- The compliance challenges and ethical considerations with using AI / ML in financial services.
Click Here to View Program Agenda & Faculty
Program Co-Chairs:
Albert V. DeLeon, Legal & Compliance Consultant
Heather McArn, Financial Services Professional
Jeff S. Rosenstrock, Compliance Sr. Officer, Wells Fargo & Co
Jerome Walker, Jerome Walker PLLC
Sponsoring Association Committees:
Compliance, Patrick T. Campbell, Chair
Corporation Law, Trey Muldrow, Chair
Diversity Equity & Inclusion, Robert A. Marchman & Matthew E. Morningstar, Co-Chairs
Council on Intellectual Property, James R. Klaiber, Chair
Inter-American Affairs, Michael A. Fernandez, Chair