Corporate Governance & Controls: Minimizing Risks (OnDemand)
Originally held on Friday, October 25, 2019 | 9:00 a.m. - 1:00 p.m.
Program Fee:
OnDemand: $189 for Members | $289 for Nonmembers
Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted
for the first time in any state or country 2017-2019),
In-House/Corporate Counsel, Judges, or attorneys that practice within
the Government, Academic or Not-for-Profit sectors attend this program
for free.
CLE Credit:
New York: 4.5 Total: 3.5 Professional Practice, 1.0 Ethics
New Jersey: 4.5 Total: 3.5 General, 1.0 Professional Responsibility
California: 3.5 Total: 2.5 General, 1.0 Professional Responsibility
Pennsylvania: 3.5 Total: 2.5 General, 1.0 Professional Responsibility
Please Note: Newly admitted NY attorneys cannot fulfill ethics or skills credits through our on-demand programs under OCA rules. For more information on this, please see http://www.nycourts.gov/attorneys/cle/changes_for_2016.shtml.
Description:
This course will enable both in-house and outside counsel to expand
their skills in and be more valuable to their clients by covering the
why, what, when, where and how of corporate governance and controls and
risk management. The governance and risk management environment has
changed in the last few years. Emerging trends in governance best
practices from Boards to Committees, and in policies, procedures and
controls, will be covered, including how to enhance your client’s
existing governance and risk frameworks. Risk assessments, risk
mapping, risk appetite statements, risk profiling, risk monitoring and
other emerging best practices will be discussed. Controls around types
of risk (enterprise risk, market risk, credit risk, reputational risk,
financial risk, liquidity risk, strategic risk, operational risk, legal
and regulatory risk) will be highlighted. Risk modeling and model
governance are areas where auditors and regulators are increasingly
expecting higher standards, so these areas will be covered as well.
Structuring and enhancing the three lines of defense and other best
practices will be covered as well as ethics related to governance and
risk. You will learn about these changes from experts in the field.
Who Should Attend: Lawyers who practice for any
industry and work in securities, M&A, litigation and regulatory
areas need to increase their knowledge of the terminology and
methodology for governance and risk management to effectively advise
clients. Risk management professionals and board members will also
increase their governance and risk expertise.
Click Here to View Program Agenda & Faculty
Program Chair:
Adele Hogan, Hogan Law Associates
Sponsoring Association Committees:
Banking Law, Gregory J. Lyons, Chair
Financial Reporting, David S. Huntington, Chair
Futures & Derivatives Regulation, Gary E. Kalbaugh, Chair
Mergers, Acquisitions & Corporate Control Contests, Trevor S. Norwitz, Chair
Securities Regulation, Mark Rossell, Chair