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Compliance Conference 2025

Compliance Institute 2025 (OnDemand)
Originally held on Wednesday, October 22, 2025 | 9:00 am – 4:00 pm
 
Program Fee:
$499 for Members | $599 for Nonmembers
Special Pricing for In-House/Government/Nonprofit/Academics:
$199 Member | $299 Nonmember


Description:
Today’s compliance professionals operate in an increasingly complex and demanding environment. From shifting regulatory frameworks in financial services to rapidly evolving data privacy and cybersecurity laws, and the growing use of artificial intelligence and other advanced technology in all industries, the scope of compliance responsibilities continues to expand. These challenges are compounded by the evolving priorities of the current administration, requiring compliance officers to make critical decisions on a daily basis to stay aligned with regulatory expectations while preserving ethical imperatives in the context of representing and advising their clients.

Compliance Institute 2025 is a must-attend event for compliance professionals navigating this dynamic regulatory and compliance landscape. The conference will bring together top in-house compliance officers and professionals, leading outside compliance counsel and consultants, and senior regulators to explore these and other critical issues in compliance today. This year’s topics will include:

Building a Strong Compliance Culture: Practical strategies for selling the right compliance culture to the C-Suite and for testing the design and effectiveness of your compliance program.
AI in Compliance: Discover AI and other tech applications to enhance compliance effectiveness in the face of tighter budgets, while monitoring its use to stay compliant.
Financial Services Regulations: Key trends and emerging priorities involving securities, digital assets, banking, AML, and sanctions regulation and enforcement.
Data Privacy & Cybersecurity: Adapting to new and emerging local, national, and international laws and threats in a rapidly evolving digital environment.
Shifting Enforcement Priorities: Should the administration's shifting enforcement priorities impact short- to mid-term compliance initiatives? Understand the implications of evolving corporate enforcement, self-disclosure, and whistleblower policies, and DE&I expectations on compliance, and how international regulators are responding as well. What role do ethical considerations play?

Click Here to View Program Agenda & Faculty

CLE Credit:
New York: 5.0 Professional Practice
New Jersey: 5.0 General
California: 4.0 General
Pennsylvania: 4.0 General
Connecticut: Available to Licensed Attorneys

  • Newly admitted attorneys in New York CANNOT earn skills, ethics, or cybersecurity-ethics credit for transitional on-demand courses but CAN earn credits in the areas of professional practice, law practice management, or cybersecurity-general if offered for this program.

For New York Attorneys: Effective through December 31, 2025 newly admitted attorneys (those admitted to the New York State Bar for two years or less) may earn skills credits in a traditional live classroom setting or through individual participation (self-study) or group participation, utilizing the following live, nontraditional formats where questions are allowed during the program (web conference, teleconference, video conference). After December 31, 2025, newly admitted attorneys must complete skills CLE credits in either the traditional live classroom setting or by fully interactive video conference group participation only (where participants are physically together in a group setting).  

For New York Attorneys:
This program provides transitional/non-transitional credit to all attorneys.

Program  Co-Chairs:
Patrick T. Campbell, BakerHostetler
Rory Cohen, General Counsel, Varadero Capital, LP
Devi Shanmugham, Global Head of Compliance, Tradeweb

Sponsoring Association Committee:

Compliance, Rory Cohen and Devi Shanmugham, Co-Chairs
Inter-American Affairs, Alexis J. Colon & Jose Enrique Arvelo, Co-Chairs
Presidential Task Force on AI and Digital Technologies, Lorraine McGowen, Tiffany J. Smith & Jerome Walker, Co-Chairs
Technology, Cyber, and Privacy Law, Jean-Marc Appolon & Karina Nad, Co-Chairs
White Collar Crime Committee, James N. Loonam, Chair

Gold Sponsors:

                            


Silver Sponsors:

                             

                            




 





Where
New York City Bar 42 West 44th Street New York, NY 10036

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