Biden Administration Regulatory Update (Webcast)

New York City Bar
LIVE WEBCAST
Biden Administration Regulatory Update: What Legal and Compliance Need To Know
Thursday, February 25, 2021 | 9:00 am - 11:00 am

Program Fee:

$149 for Members | $249 for Nonmembers
Members who are Law Students, Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2019-2021), In-House/Corporate Counsel, Judges, or attorneys that practice within the Government, Academic or Not-for-Profit sectors attend this program for free.

CLE Credit:
New York: 2.0 Professional Practice
New Jersey: 2.0 General
California: 2.0 General
Pennsylvania: 1.5 General
Connecticut: Available to Licensed Attorneys

This program provides transitional/non-transitional credit to all attorneys

Description:
This program will educate chief compliance officers (CCOs) and other compliance professionals on recent developments in the law. The first panel will inform (CCOs) about recent developments in the law regarding CCOs being held personally liable for compliance deficiencies - an area of key concern to CCOs. The panel will address what the standard for CCO liability is, and also recent SEC speeches and enforcement actions in this important area. The second panel will cover what regulatory changes are likely to arise under the new Biden Administration that could impact CCOs and what CCOs should be doing now to prepare for these changes.

Click Here to View Program Agenda & Faculty

Program Co-Chairs:
Adam Felsenthal,
General Counsel, Deputy Chief Compliance Officer, Great Point Partners LLC
Scott Gluck,
Duane Morris
Terri Liftin,
Chief Compliance Officer, Raith Capital Partners LLC

Sponsoring Association Committee:
Compliance, Patrick T. Campbell, Chair


Where
New York City Bar 42 West 44th St New York, NY 10036


Thursday, 25 February 2021

 

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