Risk Management and Controls: What Stakeholders Can Learn From the Recent Bank Failures
Tuesday, June 13, 2023 | 12:30 pm – 2:30 pm
Online registration is now closed. Please call Customer relations at 212 382 6663 to register or for assistance.
Format: WEBINAR
Description:
In light of recent bank failures, risk management has taken center stage. While the causes of the recent bank failures are not yet fully known, effective risk management can protect a bank in times of extreme stress. But how do banks achieve effective risk management? And what role should compliance play in risk governance?
This webinar will focus on compliance’s role in risk management. Topics include:
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Assessing risk
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The role of corporate culture in integrating compliance into effective risk management
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Lessons learned from the bank failures
Click Here to View Program Agenda & Faculty
CLE Credit:
New York: 2.0 Professional Practice
New Jersey: 2.0 General
California: 2.0 General
Pennsylvania: 1.5 General
Connecticut: Available to Licensed Attorneys
Program Fee:
$129 for Members | $229 for Nonmembers
This program is free to Members who are Law Students, Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in 2021-2023), In-House Counsel, Judges, or Attorneys in Government, Academic or Not-for-Profit sectors.
For New York Attorneys: Newly admitted attorneys (those admitted to the New York State Bar for two years or less) may participate in Skills CLE courses in live, nontraditional formats, where questions are allowed during the program (through June 30, 2023 per recent guidance of the CLE Board – for more information, click here).
Program Chair:
Clark Abrams, Chief, Money Laundering and Financial Investigations Unit, Office of the Special Narcotics Prosecutor for the City of New York
Martin Grant, Global Head of Regulatory Affairs & Integrity, JST Capital
Leigh Llewelyn, Compliance Officer and Counsel, Point72
Lanier Saperstein, Partner, Dorsey & Whitney
Sponsoring Association Committee:
Banking Law, N. Adele Hogan, Chair
Compliance, Patrick T. Campbell, Adam Felsenthal, Co-Chairs
Task Force on Digital Technologies, Lorraine S. McGowen, Edward So, Jerome Walker,
Co-Chairs
Information about our Financial Aid Policy and Application can be found here.