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CANCELED:Current Ethical Issues In the Practice of Securities Law


July 23, 2013, 9-11 am

New York, California, New Jersey Credit: 2.0 Ethics.
This live program provides transitional/non-transitional credit to all attorneys.
Illinois Credit: 1.75 professional responsibility (pending).
Pennsylvania Credit: 1.5 Ethics

Member: $225.00 / Nonmember: $335.00

Download Program Agenda & Faculty. Download Registration Form
New York City Bar
42 West 44th St
New York, NY 10036

 

This program will address ethical and legal issues that corporate and outside counsel face in advising corporations, directors and officers, handling shareholder and derivative suits, and responding to government investigations. The program will present a scenario involving the discovery of possible accounting irregularities at a public company in which panelists will role play various parts, including that of corporate counsel, outside counsel, auditor’s counsel, and SEC counsel. Topics will include attorney-client privilege when representing a corporate entity, multiple representations, issues regarding internal investigations, responses to client misconduct, issues dealing with outside auditors, and the impact of the Sarbanes-Oxley legislation. This program’s updated content will entitle attendees to CLE credit if they attended the 2012 program.
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Program
 

 
7/23/2013 9:00 AM
Go Green. Your registration includes a "NO FEE" PDF version of the course book. If you do not wish to obtain the PDF who can add the hard copy version of the course book to your registration for a $25.00 fee. Registrants who select the PDF will be sent an email at 3.00 pm on the afternoon prior to the program with details on how to access the PDF. Registrants who add the hard copy will receive their course book upon arrival at the program.

9:00 AM - 11:00 AM