To register for an event/program, please sign in on the right side of this page. If you are a member and/or already have an account, simply log in using your username and password. If you are not a member and/or do not have a user name or password, click on Create a New Account to easily create an account. If you have any questions, please contact the Membership Department at 212.382.6665 or membershipservices@nycbar.org. If your question is regarding a CLE program, please call 212.382.6663.

Share this page

Insider Trading 2013: Trends & Developments in the Investigation, Prosecution & Defense of Insider Trading Cases


September 24, 2013, 6-8 pm

New York, New Jersey & California Credit: 2.0 professional practice.
This live program provides transitional/non-transitional credit to all attorneys.
Illinois Credit: 1.75 general
Pennsylvania credit: 1.5 general

Member: $215.00 Nonmember: $325.00

Download Program Agenda & Faculty. Download Registration Form
New York City Bar
42 West 44th St
New York, NY 10036

 

Insider trading continues to be one of the highest enforcement priorities for both the SEC and DOJ. Both agencies have devoted unprecedented resources to investigating insider trading violations, continue to employ aggressive investigative techniques, and ventured into new substantive territories and prosecution theories. The result has been a continuing heavy docket of criminal and civil investigations and prosecutions and a continuing effort to chart new ground in insider trading prosecutions.
At this program, a panel of experts will discuss the new frontiers being explored in recent cases. The course will cover the following topics, among others: the complex legal issues that arise in cases involving chains of tippees; evidentiary issues in conspiracy prosecutions, the investigation of so-called "political intelligence" firms under the STOCK Act; the legitimacy of trading on information obtained from public company insiders, including issues of materiality and the "mosaic" theory of investing; corporate civil and criminal liability for employee insider trading; and prosecution and defense strategies.
Please Sign In to Register
Program
 

 
9/24/2013 6:00 PM
Go Green. Your registration includes a complimentary copy of the course materials in PDF format. Registrants can decline the PDF and instead purchase a hard copy for a fee of $25.00. Registrants who select the complimentary PDF format will receive their usernames and passwords by email prior to the program. Registrants who select the hard copy will receive their course book upon arrival at the event..

6:00 PM - 8:00 PM