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Private Offerings Under the New SEC Rules

September 19, 2013, 12:45 pm -2:30 pm

New York, California & New Jersey Credit: 1.5 professional practice
This live program provides transitional/non-transitional credit to all attorneys.
Illinois & Pennsylvania Credit: 1.5 general

Member: $145.00 Nonmember: $255.00

Download Program Agenda & Faculty. Download Registration Form
Join Karen Wiedemann (Attorney Fellow, SEC Office of Small Business Policy, Division of Corporation Finance), Jonathan Ingram (Deputy Chief Counsel, SEC Division of Corporation Finance), John C. Coffee, Jr. (Prof., Columbia Law School), and leading securities practitioners for a linked DC Bar and NYC Bar Panel Discussion to review the new SEC 506(c) and "Bad Actor" Rules, with a focus on investor pre-qualification procedures to maintain the 506(c) exemption, when the SEC may allow "bad actors" to participate in 506 offerings and the impact these new rules may have on other private offering exemptions. Audience questions and interaction will be encouraged.


New York City Bar
42 West 44th St
New York, NY 10036


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9/19/2013 12:45 PM
This program does not carry a book download option. Registrants will receive a complimentary hard copy of the course book. Please add the book to your cart. Your course book will be issued at the event.

12:45 PM - 11:00 PM